Those who are acquainted to a certain extent with the Islamic sciences know that within the teachings of the Holy Book and the traditions of the Prophet there are many references to spirit and corpus, or soul and body. Although it is relatively easy to conceive of the body and what is corporeal, or that which can be known through the senses, to conceive of spirit and soul is difficult and complicated.
People given to intellectual discussions, such as the theologians and philosophers, Shi'ite and Sunni alike, have presented different views concerning the reality of the spirit(ruh). Yet, what is to some extent certain is that Islam considers spirit and body to be two realities opposed to each other. The body through death loses the characteristics of life and gradually disintegrates, but it is not so with the spirit. When the spirit is joined to the body, the body also derives life from it, and when the spirit separates from the body and cuts its bond to the body - the event that is called death - the body ceases to function while the spirit continues to live.
From what can be learned through deliberation upon the verses of the Holy Qur'an and the sayings of the Imams of the Household of the Prophet, the spirit of man is something immaterial which has some kind of relation and connection with the material body. God the Almighty in His Book says, "Verily We created man from a product of wet earth ; Then placed him as a drop (of seed) in a safe lodging ; Then fashioned We the drop a clot, then fashioned We the clot a little lump, then fashioned We the little lump bones, Then clothed the bones with flesh, and then produced it as another creation" (Qur'an, XXIII, 12-14). From the order of these verses it is clear that at the beginning the gradual creation of matter is described and then, when reference is made to the appearance of the spirit, consciousness, and will, another kind of creation is mentioned which is different from the previous form of creation.
In another place it is said, in answer to skeptics who ask how it is possible for the body of man, which after death becomes disintegrated and whose elements become dispersed and lost, to have a new creation and become the original man, "Say: The angel of death, who hath charge concerning you, will gather you, and afterwards unto your Lord ye will be returned" (Qur'an, XXXII, 11). This means that your bodies disintegrate after death and are lost amidst the particles of the earth, but you yourselves, namely your spirits, have been taken from your bodies by the angel of death and remain protected with Us.
Besides such verses the Holy Qur'an in a comprehensive explanation expresses the immateriality of the spirit in itself when it asserts, "They will ask thee concerning the Spirit. Say: The Spirit is by command of my Lord" (Qur'an, XVII, 85).
In another place in explaining His command(amr) He says, "But His command, when He intendeth a thing, is only that He saith unto it: Be! And it is. Therefore glory be to Him in Whose hand is the dominion over all things!" (Qur'an, XXXVI, 81-82). The meaning of these verses is that the command of God in the creation of things is not gradual nor is it bound to the conditions of time and space. Therefore, the spirit which has no reality other than the command of God is not material and in its being does not have material characteristics; that is, it does not have the characteristics of divisibility, change, and situation in time and space.
A Discussion of Spirit from another Perspective
Intellectual investigation confirms the view of the Holy Qur'an about the spirit. Each of us is aware of a reality within himself which he interprets as "I" and this awareness exists continuously within man. Sometimes man even forgets his head, hands, feet and other members or the whole body. But as long as his self exists, the consciousness of "I" does not leave his awareness. This perception cannot be divided or analyzed. Although the body of man is continuously undergoing change and transformation and chooses different locations in space for itself and passes through different moments of time, the reality of "I" remains fixed. It does not undergo any change or transformation. It is clear that if the "I" were material it would accept the characteristics of matter which are divisibility, change, and situation in time and space.
The body accepts all the characteristics of matter and, because of the relation of the spirit and the body, these characteristics are also considered to belong to the spirit. But if we pay the least attention, it becomes evident to man that this moment in time and the next, this point in space or another, this shape or another shape, this direction of motion or any other, are all characteristics of the body. The spirit is free from them; rather each of these determinations reaches the spirit through the body. This same reasoning can be applied in reverse to the power of consciousness and apprehension or knowledge which is one of the characteristics of the spirit. Obviously if knowledge were a material quality, according to the conditions of matter it would accept divisibility and analysis, and be determined by time and space.
Needless to say, this intellectual discussion could go on at length and there are many questions and answers related to it which cannot be considered in the present context. The brief discussion presented here is only an indication of the Islamic belief concerning body and spirit. A complete discussion will be found in works of Islamic philosophy.
Death from the Islamic Point of View
Although a superficial view would regard death as the annihilation of man and see human life as consisting of only the few days that stand between birth and death, Islam interprets death as the transfer of man from one stage of life to another. According to Islam man possesses eternal life which knows no end. Death, which is the separation of the spirit from the body, introduces man to another stage of life in which felicity or disappointment depends upon good or evil deeds in the stage of life before death. The Holy Prophet has said: "You have been created for subsistence, not annihilation. What happens is that you will be transferred from one house to another."
Purgatory
From what can be deduced from the Holy Book and prophetic traditions, it can be concluded that between death and general resurrection man possesses a limited and temporary life which is the intermediate stage (barzakh) and link between the life of this world and eternal life. After death man is interrogated concerning the beliefs he has held and the good and evil deeds he has performed in this life. After a summary account and judgment he is subjected to either a pleasant and felicitous life, or an unpleasant and wretched one, depending on the results of the account and judgment. With this newly acquired life he continues in expectation until the day of general resurrection. The condition of man in the life of the intermediate state (purgatory) is very similar to the condition of a person who has been called before a judicial organization in order to have the acts he has committed investigated. He is questioned and investigated until his file is completed. Then he awaits trial.
The soul of man in the intermediate state possesses the same form as in his life in this world. If he be a man of virtue, he lives in happiness and bounty in the proximity of those who are pure and close to the Divine Presence. If he be a man of evil, he lives in affliction and pain and in the company of daemonic forces and "leaders of those who have gone astray."
God, the Most Exalted, has said concerning the condition of a group of those in the state of felicity, "Think not of those who are slain in the way of Allah, as dead. Nay, they are living. With their Lord they have provision. Jubilant (are they) because of that which Allah hath bestowed upon them of His bounty, rejoicing for the sake of those who have not joined them but are left behind: that there shall no fear come upon them neither shall they grieve. They rejoice because of favor from Allah and kindness, and that Allah wasteth not the wage of the believers" (Qur'an, III, 169-171). And in describing the condition of another group who in the life of this world do not make legitimate use of their wealth and possessions, He says, "Until, when death cometh unto one of the, he saith: My Lord! Send me back, that I may do right in that which I have left behind! But nay! It is but a word that he speaketh; and behind them is a barrier [barzakh] until the day when they are raised" (Qur'an, XXIII, 99-100).
The Day of Judgment - Resurrection
Among sacred texts the Qur'an is the only one to have spoken in detail about the Day of Judgment. Although the Torah has not mentioned this Day and the Gospels have only alluded to it, the Qur'an has mentioned the Day of Judgment in hundreds of places, using different names. It has described the fate awaiting mankind on this Day sometimes briefly and on other occasions in detail. It has reminded mankind many times that faith in the Day of Recompense (Day of Judgment) is on the same scale in its importance as faith in God and is one of the three principles of Islam. It has mentioned that he who lacks this faith, that is, who denies resurrection, is outside the pale of Islam and has no destiny other than eternal perdition.
And this is the truth of the matter because if there were to be no reckoning in God's actions and no reward or punishment, the religious message, which consists of an assemblage of God's decrees and what He has commanded and forbidden, would not have the least effect. Thus the existence or nonexistence of prophecy and the religious mission would be the same. In fact, its nonexistence would be preferable to its existence, for to accept a religion and follow the regulations of a Divine Law is not possible without the acceptance of restrictions and loss of what appears as "freedom." If to submit to it were to have no effect, people would never accept it and would not give up their natural freedom of action for it. From this argument it becomes clear that the importance of mentioning and recalling the Day of Judgment is equivalent to that of the principle of the religious call itself.
From this conclusion it also becomes evident that faith in the Day of Recompense is the most effective factor which induces man to accept the necessity of virtue and abstention from unbecoming qualities and great sins, in the same way that to forget or lack faith in the Day of Judgment is the essential root of every evil act and sin. God the Almighty has said in His Book, "Lo! Those who wander from the way of Allah have an awful doom, for as much as they forgot the Day of Reckoning" (Qur'an, XXXVIII, 27). As can be seen in this sacred verse, the forgetting of the Day of Judgment is considered to be the root of every deviation. Meditation on the purpose of the creation of man and the Universe, or on the purpose and end of Divine Laws makes it evident that there will be a Day of Judgment.
When we meditate on creation, we see that there is no action (which of necessity is also a kind of motion) without an immutable end and purpose. Never is the action, considered independently and in itself, the end. Rather, action is always the prelude to an end and exists by virtue of that end. Even in actions which superficially appear to be without purpose such as instinctive actions or will discover purposes in conformity with the kind of action in question. In instinctive actions, which are usually a form of motion, the end toward which the motion takes place is the purpose and aim of the action. And in the play of children there is an imaginary end, the attainment of which is the purpose of playing. The creation of man and the world is the action of God and God is above the possibility of performing a senseless and purposeless act such as creating, nourishing, taking away life and then again creating, nourishing, and taking away life, that is, of making and destroying, without there being an immutable end and a permanent purpose which He pursues in these acts. There must of necessity be a permanent aim and purpose in the creation of the world and of man. Of course, its benefit does not accrue to God, who is above every need, but rather to the creatures themselves. Thus it must be said that the world and man are directed toward a permanent reality and a more perfect state of being which knows no annihilation and corruption.
Also, when we study with care the condition of men from the point of view of religious education and training, we see that as a result of Divine guidance and religious training people become divided into the two categories of the virtuous and the evil. Yet in this life there is no distinction made between them. Rather, on the contrary, success usually belongs to those who are evil and unjust. To do well is combined with difficulty and hardship and every kind of privation and endurance of oppression. Since this is so, Divine Justice requires the existence of another world in which each individual receives the just reward ho actions deserve, and lives a life in conformity with his merits.
Thus it is seen that careful consideration of the purpose of creation and of the Divine Laws leads to the conclusion that the Day of Judgment will come for every person. God, the Exalted, makes this clear in His Book, saying, "And We created not the heavens and the earth, and all that is between them, in play. We created them not save with truth; but most of them in vain. That is the opinion of those who disbelieve. And woe unto those who disbelieve, from the fire! Shall We treat those who believe and do good works as those who spread corruption in the earth; or shall We treat the pious as the wicked?" (Qur'an, XXXVIII, 28-29). In another place He says, "Or do those who commit ill-deeds suppose that We shall make them as those who believe and do good works, the same in life and death? Bad is their judgment! And Allah hath created the heavens and the earth with truth, and that every soul may be repaid what it hath earned. And they will not be wronged" (Qur'an, XLV, 21-22).
Another Explanation
In discussing the outward and inward meaning of the Qur'an we pointed out that the Islamic sciences are explained in the Qur'an through different means and that these are in general divided into the two dimensions of the exoteric and the esoteric. The exoteric explanation is the one that conforms to the level of the simple thought patterns and understanding of the majority, in contrast to the esoteric, which belongs to the elite alone which can be comprehended only with the aid of the vision which comes through the practices of the spiritual life.
The explanation from the exoteric view presents God as the absolute ruler of the world of creation, all of which is His dominion. God has created many angels, whose number is legion, to carry out and execute the commands He issues for every aspect of creation. Each part of creation and its order is connected to a special group of angels who are the protectors of that domain. The human species is His creation and human beings are His servants who must obey His commands and prohibitions; and the prophets are the bearers of His messages, the conveyors of the laws and regulations which He has sent to mankind and has demanded that mankind obey. God has promised reward and recompense for faith and obedience, and punishment and painful retribution for infidelity and sin, and will not break His promise. Also since He is just, His justice demands that in another state of being the two groups of virtuous and evil men, who in this world do not have a mode of life in accordance with their good and evil nature, becomes separated, the virtuous to possess a good and happy life and the evil a bad and wretched existence.
Thus God, according to His Justice and the promises He has made, will resurrect all men who live in this world after their death, without exception, and will investigate in detail their beliefs and works. He will judge them according to the truth and give everyone who has a right his due. He will carry out justice on behalf of all who have been oppressed. He will render to each person the reward for his own actions. One group will be assigned to eternal heaven and the other group to eternal hell.
This is the exoteric explanation of the Holy Qur'an. Of course it is true and correct. But its language is composed of terms and images born of man's social life and thought in order that its benefit might be more general and the radius of its action more widespread.
Those who have penetrated into the spiritual meaning of things and are to a certain extent familiar with the esoteric language of the Holy Qur'an, however, understand from these sayings meanings which lie above the level of simple and popular comprehension. The Holy Qur'an, amidst its simple and uncomplicated expositions, occasionally alludes to the esoteric aim and purpose of its message. Through many allusions the Holy Qur'an affirms that the world of creation with all its parts, of which man is one, is moving in its "existential becoming" which is always in the direction of perfection toward God. A day will come when this movement will come to an end and will lose completely its separate and independent existence before the Divine Majesty and Grandeur.
Man, who is a part of the world and whose special perfection is through consciousness and knowledge, is also moving with haste toward God. When he reaches the end of this becoming, he will observe plainly the Truth and Oneness of the Unique God. He will see that power, dominion and every other quality of perfection belong exclusively to the sacred Divine Essence; the reality of each thingas it is will be revealed to him. This is the first stage in the world of eternity. If, through his faith and good works in this world, man is able to have communication, relation, familiarity, and friendship with God and the beings of his proximity, then with a felicity and joy that can never be described in human language he will live near God and in the company of the pure beings of the world above. But if, because of desire and attachment to the life of this world and its transient and baseless pleasures, he is cut off from the world above and has no familiarity with or love for God and the pure beings of His Presence, then he becomes afflicted with painful torment and eternal adversity. It is true that a man's good and evil acts in this world are transient and disappear, but the forms of these good and evil acts become established in the soul of man and accompany him everywhere. They are the capital of his future life, be it sweet or bitter.
These affirmations can be drawn from the following verses: God says, "Lo! unto thy Lord is the (absolute) return" (Qur'an, XCVI, 8). And He says, "Beware all things reach Allah at last?" (Qur'an XLII, 53); and "The (absolute) command on that day is Allah's" (Qur'an, LXXXII, 19). Also in the account of the address made to certain members of the human race on the Day of Judgment He says, "(And unto the evildoer it is said): Thou wast in heedlessness of this. Now We have removed from thee thy covering, and piercing is thy sight this day" (Qur'an, L, 22).
Concerning the hermeneutic interpretation (ta'wil) of the Holy Qur'an (the truth from which the Holy Qur'an originates) God says, "Await they aught save the fulfillment [ta'wil] thereof? On the day when the fulfillment thereof cometh, those who were before forgetful thereof will say: The messengers of our Lord did bring the Truth! Have we any intercessors that they may intercede for wise than we used to act? They have lost their souls, and that which they devised hath failed them" (Qur'an, VII, 53). He says, "On that day Allah will pay them their due, and they will know that Allah, He is the Manifest Truth" (Qur'an, XXIV, 25). And, "Thou verily, O man, art working toward thy Lord a work which thou wilt meet (in His presence)" (Qur'an, LXXXIV, 6). Also, "Whoso looketh forward to the meeting with Allah (let him know that) Allah's reckoning is surely nigh..." (Qur'an, XXIX, 5). And, "And whoever hopeth for the meeting with his Lord, let him do righteous work, and make none sharer of the worship due unto his Lord" (Qur'an, XVIII, 111). And, "But ah! thou soul at peace! Return unto thy Lord, content in His good pleasure! Enter thou among My bondmen! Enter thou My Garden!" (Qur'an, LXXXIX, 27-30). Also He says, "But when the great disaster cometh, The Day when man will call to mind his (whole) endeavor, And hell will stand forth visible to him who seeth, Then, as for him who rebelled, And chose the life of the world, Lo! Hell will be his home. But as for him who feared to stand before his Lord and restrained his soul from lust, Lo! the Garden will be his home" (Qur'an, LXXIX, 34-41).
Concerning the identity of the reward of actions God says, "(Then it will be said): O ye who disbelieve! Make no excuses for yourselves this day. Ye are only being paid for what ye used to do" (Qur'an, LXVI, 7).
The Continuity and Succession of Creation
This world of creation which we observe does not possess an endless and perpetual life. A day will come when the life of this world and its inhabitants will come to an end as confirmed by the Holy Qur'an. God says, "We created not the heavens and the earth and all that is between them save with truth, and for a term appointed." (Qur'an, XLVI, 3).
One could ask if before the creation of this world and present race of humanity there had been another world and another human race; or, if after the life of this world and its inhabitants terminates, as the Holy Qur'an declares that it will, another world and humanity will be created. The direct response to these questions cannot be found in the Holy Qur'an. There, one can only discover allusions to the continuity and succession of creation. But in the traditions(rewayat) of the Imams of the Household of the Prophet transmitted to us it is asserted that creation is not limited to this visible world. Many worlds have existed in the past and will exist in the future. The sixth Imam has said, "Perhaps you think God has not created humanity other than you. No! I swear to God that He has created thousands upon thousands of mankind and you are the last among the."
And the fifth Imam has said, "God, the Exalted, since creating the world has created seven kinds none of whom were of the race of Adam. He created them from the surface of the earth and set each being one after another with its kind upon the earth. Then He created Adam, the father of mankind, and brought his children into being from him." And also the sixth Imam has said, "Do not think that after passing away of the affair of this world and the Day of Judgment and the placing of the virtuous in heaven and the evil in hell there will no longer be anyone to worship God. No, never! Rather, again God will create servants without the marriage of the male and the female to know His Oneness and to worship Him."
n xstyle="font-family: tahoma">CHAPTER VII
KNOWLEDGE OF THE IMAM
(IMAMOLOGY)
The Meaning of Imam
Imam or leader is the title given to a person who takes the lead in a community in a particular social movement or political ideology or scientific or religious form of thought. Naturally, because of his relation to the people he leads, he must conform his actions to their capabilities in both important and secondary matters.
As is clear from the preceding chapters, the sacred religion of Islam takes into consideration and gives directivesconcerning all aspects of the life of all men. It investigates human life from the spiritual point of view and guides man accordingly, and it intervenes on the plane of formal and material existence from the point of view of the life of the individual. In the same way it intervenes on the plane of social life and its regulation (i.e., on the plane of government).
Thus the imamate and religious leadership in Islam may be studied from three different perspectives: from the perspective of Islamic government, of Islamic sciences and injunctions, and of leadership and innovative guidance in the spiritual life. Shi'ism believes that since Islamic society is in dire need of guidance in each of these three aspects, the person who occupies the function of giving that guidance and is the leader of the community in these areas of religious concern must be appointed by God and the Prophet. Naturally, the Prophet himself was also appointed by Divine Command.
The Imamate and Succession
Man through his God-given nature realizes without any doubt that no organized society, such as a country or city or village or tribe or even a household consisting of a few human beings, can continue to subsist without a leader and ruler who puts the wheel of the society in motion and whose will govern each individual's will and induces the members of that society to perform their social duty. Without such a ruler the parts of this society become dispersed in a short time and disorder and confusion reign. Therefore, he who is the ruler and governor of a society, whether it be great or small, if he is interested in his own position and the continued existence of his society, will appoint a successor for himself if he is to be absent from his function temporarily or permanently. He will never abandon the domain of his rule and be oblivious to its existence or annihilation. The head of a household who bids farewell to his house and household for a journey of a few days or months will appoint one of the members of the household or someone else as his successor and will leave the affairs of the house in his hands. The head of an institution, or the principle of a school, or the owner of a shop, if he is to be absent even for a few hours will select someone to represent him.
In the same way Islam is a religionwhich according to the text of the Holy Book and the Sunnah is established upon the basis of the primordial nature of things. It is a religion concerned with social life, as has been seen by every observer near and far. The special attention God and the Prophet have given to the social nature of this religion can never be denied or neglected. It is an incomparable feature of Islam. The Holy Prophet was never oblivious to the problem of the formation of social groupings wherever the influence of Islam penetrated. Whenever a city or village fell into Muslim hands he would, in the shortest time possible, appoint a governor or ruler in whose hands he would leave the affairs of the Muslims. In very important military expeditions ordered for the Holy War (jihad), he would appoint more than one leader and commander, in order of succession. In the war of Mu'tah he even appointed four leaders, so that if the first were to be killed the second would be recognized as the head and his command accepted and if the second were to be killed, then the third, and so on.
The Prophet also displayed great interest in the problem of succession and never failed to appoint a successor when necessary. Whenever he leftMedina he would appoint a governor in his own place. Even when he migrated from Mecca to Medina and there was as yet no idea as to what would occur, in order to have his personal affairs managed in Mecca for those few days and to give back to people what had been entrusted to him, he appointed Ali - may peace be upon him - as his successor. In the same way, after his death Ali was his successor in matters concerning his debts and personal affairs. The Shi'ites claim that for this very reason it is not conceivable that the Prophet should have died without appointing someone as his successor, without having selected a guide and leader to direct the affairs of Muslims and to turn the wheels of Islamic society.
Man's primordial nature does not doubt the importance and value of the fact that the creation of a society depends on a set of common regulations and customs which are accepted in practice by the majority of the groups in that society, and that the existence and continuation of that society depend upon a just government which agrees to carry out these regulations completely. Any one who possesses intelligence does not neglect of forget this fact. At the same time one can not doubt neither the breadth, and detailed nature of the Islamic Shari'ah, nor the importance and value the Prophet considered it to possess, so that he made many sacrifices for its application and preservation. Nor can one debate about the mental genius, perfection of intelligence, perspicacity of vision or power of deliberation of the Prophet (beside the fact that this is affirmed through revelation and prophecy).
According to established traditions in both Sunni and Shi'ite collections of hadith (in the chapter on temptations and seditions and others) transmitted from the Prophet, the Prophet foretold seditions and tribulations which would entangle Islamic society after his death, and the forms of corruption which would penetrate the body of Islam, and later worldly rulers who would sacrifice this pure religion for their own impure, unscrupulous ends. How is it possible that the Prophet should not neglect to speak of the details of events and trials of years or even thousands of years after him, and yet would neglect the condition that had to be brought into being most urgently after his death? Or that he should be negligent and consider as unimportant a duty that is on the one hand simple and evident and on the other significant to such a degree? How could he concern himself with the most natural and common acts such as eating, drinking and sleeping and give hundreds of commands concerning them, yet remain completely silent about this important problem and not appoint someone in his own place?
Even if we accepted the hypothesis (which Shi'ism does not accept) that the appointment of the ruler of Islamic society is given by the Shari'ah to the people themselves, still it would be necessary for the Prophet to give an explanation concerning this matter. He would have had to give the necessary instructions to the community so that they would be aware of the problem upon which the existence and growth of Islamic society and the life of religious symbols and observances depended and relied. Yet there is no trace of such a prophetic explanation or religious instruction. If there had been such a thing, those who succeeded the Prophet and held the reins of power in their hands would not have opposed it. Actually, the first caliph transferred the caliphate to the second caliph by bequest. The second caliph chose the third caliph through a six-man council of which he was himself determined and ordered. Mu'awiyah forced Imam Hasan to make peace and in this way carried away the caliphate. After this even the caliphate was converted into a hereditary monarchy. Gradually many religious observances identified with the early years of Islamic rule (such as holy war, commanding what is lawful and prohibiting what is forbidden, the establishment of boundaries for human action) were weakened or even disappeared from the political life of the community, nullifying in this domain the efforts of the Prophet of Islam.
Shi'ism has studied and investigated the primordial nature of man and the continuous tradition of wisdom that has survived among men. It has penetrated into the principal purpose of Islam which is to revivify man's primordial nature, and has investigated such things as the methods used by the Prophet in guiding the community; the troubles which entangled Islam and the Muslims and which led to division and separation; and the short life of the Muslim governments of the early centuries, which were characterized by negligence and lack of strict religious principles. As a result of these studies Shi'ism has reached the conclusion that there are sufficient traditional texts left by the Prophet to indicate the procedure for determining the Imam and successor of the Prophet. This conclusion is supported by Qur'anic verses and hadiths of Ghadir, Safinah, Thaqalayn, Haqq, Manzilah, Da'wat-i 'ashirah-i aqrabin and others. But of course these hadiths, most of which are also accepted by Sunnism, have not been understood in the same way by Shi'ism and Sunnism. Otherwise the whole question of succession would not have arisen. Whereas these hadiths appear to Shi'ites as a clear indication of the Prophet's intention in the question of succession, they have been interpreted by Sunnis in quite another way so as to leave this question open and unanswered.
To prove the caliphate of Ali ibn Abi Talib, Shi'ites have had recourse to Quranic verses, including the following: "Your friend [wali] can be only Allah; and His messenger and those who believe, who establish worship and pay the poor-due, and bow down (in prayer) [or, and this reading is accepted by 'Allamah Tabataba'i: "....pay the poor-due while bowing down (in prayer)"]" (Qur'an, V, 55). Shi'ite and Sunni commentators alike agree that this verse was revealed concerning Ali ibn Abi Talib, and many Shi'ite and Sunni traditions exist supporting this view. Abu Dharr Ghifari has said: "One day we prayed the noontime prayers with the Prophet. A person in need asked people to help but no one gave him anything, 'Oh God! Be witness that in the mosque of the Prophet no one gave me anything.' Ali ibn Abi Talib was in the position of genuflection in the prayers. He pointed with his finger to the person, who took his ring and left. The Prophet, who was observing the scene, raised his head toward heaven and said: 'Oh God! My brother Moses said to Thee, "Expand my breast and make easy my tasks and make my tongue eloquent so that they will comprehend my words, and make my brother, Harun, my help and vizier" [cf. Qur'an, XXVIII, 35]. Oh God! I am also Thy prophet; expand my breast and make easy my tasks and make Ali my vizier and helper.'" Abu Dharr says, "The words of the Prophet had not as yet finished when the verse [cited above] was revealed."
Another verse which the Shi'ites consider as proof of the caliphate of Ali is this: "This day are those who disbelieve in despair of (even harming) your religions; so fear them not, fear Me! This day have I perfected your religion for you and completed My favour unto you, and have chosen for you as religion AL-ISLAM" (Qur'an, V, 3). The obvious meaning of this verse is that before that particular day the infidels had hopes that a day would come when Islam would die out, but God through the actualization of a particular even made them lose forever the hope that Islam would be destroyed. This very event was the cause of the strength and perfection of Islam and of necessity could not be a minor occasion such as the promulgation of one of the injunctions of religion. Rather, it was a matter of such importance that the continuation of Islam depended upon it.
This verse seems to be related to another verse which comes toward the end of the same chapter: "O Messenger! Make known that which hath been revealed unto thee from thy Lord, for if thou do it not, thou will not have conveyed His message. Allah will protect thee from mankind." (Qur'an, V, 67). This verse indicates that God commanded a mission of great concern and importance to the Prophet which if not accomplished would endanger the basis of Islam and prophecy. But the matter was so important that the Prophet feared opposition and interference and in awaiting suitable circumstances delayed it, until there came a definite and urgent order from God to execute this command without delay and not to fear anyone. This matter also was not just a particular religious injunction in the ordinary sense, for to preach one or several religious injunctions is not so vital that if a single one of them were not preached it would cause the destruction of Islam. Nor did the Prophet of Islam fear anyone in preaching the injunctions and laws of religion.
These indications and witnesses add weight to the Shi'ite traditions which assert that these verses were revealed at Ghadir Khumm and concern the spiritual investiture (walayat) of Ali ibn Abi Talib. Moreover, many Shi'ite and Sunni commentators have confirmed this point.
Abu Sa'id Khudari says: "The Prophet in Ghadir Khumm invited people toward Ali and took his arm and lifted it so high that the white spot in the armpit of the Prophet of God could be seen. Then this verse was revealed: 'This day have I perfected your religion for you and completed My favor unto you, and have chosen for you as religion AL-ISLAM.' Then the Prophet said, 'God is great(Allahu akbar) that religion has become perfected and that God's bounty has been completed, His satisfaction attained and the walayat of Ali achieved.' Then he added, 'For whomever I am the authority and guide Ali is also his guide and authority. Oh God! Be friendly with the friends of Ali and the enemy of his enemies. Whoever helps him, help him, and whoever leaves him, leave him.'"
In summary we can say that the enemies of Islam who did everything possible to destroy it, when they lost all hope of achieving this end, were left with only one hope. They thought that since the protector of Islam was the Prophet, after his death Islam would be left without a guide and leader and would thus definitely perish. But in Ghadir Khumm their wishes were brought to nought and the Prophet presented Ali as the guide and leader of Islam to the people. After Ali this heavy and necessary duty of guide and leader was left upon the shoulders of his family.
Some of the hadiths pertaining to Ghadir Khumm, the investiture of Ali, and the significance of the Household of the Prophet are cited here:
Hadith-i ghadir: The Prophet of Islam upon returning from the farewell pilgrimage stopped in Ghadir Khumm, assembled the Muslims and after delivering a sermon, chose Ali as the leader and guide of Muslims.
Bara' says: "I was in the company of the Prophet during the farewell pilgrimage. When we reached Ghadir Khumm he ordered that place to be cleaned. Then he took Ali's hand and placed him on his right side. Then he said, 'Am I the authority whom you obey?' They answered, 'We obey your directions.' Then he said, 'For whomever I am his master(maula) and the authority whom he obeys, Ali will be his master. Oh God! Be friendly with the friends of Ali and enemy of the enemies of Ali.' Then Umar ibn al-Khattab said to Ali, 'May this position be pleasing to you, for now you are my master and the master of all the believers.'"
Hadith-i safinah: Ibn 'Abbas says, "The Prophet said, 'My household is like the ship of Noah ; whoever embarks upon it will be saved and whoever turns away from it will be drowned.'"
Hadith-i thaqalayn: Zayd ibn Arqam has recounted that the Prophet said, "It seems that God has called me unto Himself and I must obey His call. But I leave two great and precious things among you: the Book of God and My Household. Be careful as to how you behave toward them. These two will never be separated from each other until they encounter me at Kawthar (in paradise)." Hadith-i thaqalayn is one of the most strongly established hadiths, and has been transmitted through many chains of transmission and in different versions. Shi'ites and Sunnis agree concerning its authenticity. Several important points can be deduced from this hadith and its like: (1) In the same way that the Holy Qur'an will remain until the Day of Judgment, the progeny of the Holy Prophet will also remain. No period of time will be without the existence of the figure which Shi'ism calls the Imam, the real leader and guide of men. (2) Through these two great trusts(amanat), the Prophet has provided for all the religious and intellectual needs of the Muslims. He has introduced his Household to Muslims as authorities in knowledge and has pronounced their words and deeds to be worthy and authoritative. (3) One must not separate the Holy Quran from the Household of the Prophet. No Muslim has a right to reject the "sciences" of the members of the Household of the Prophet and remove himself from under their direction and guidance. (4) If people obey the members of the Household and follow their words they will never be led astray. God will always be with them. (5) The answers to the intellectual and religious needs of men are to be found in the hands of the members of the Household of the Prophet. Whoever follows them will not fall into error and will reach true felicity; that is, the members of the Household are free from error and sin and are inerrant. From this it can be concluded that by "Members of the Household" and "progeny" is not meant all the descendants and relatives of the Prophet. Rather, specific individuals are meant who are perfect in the religious sciences and are protected against error and sin so that they are qualified to guide and lead men. For Shi'ism these individuals consist of Ali ibn Abi Talib and his eleven descendants who were chosen to the imamate one after another. This interpretation is also confirmed by the Shi'ite traditions. For example, Ibn 'Abbas has said, "I said to the Prophet, 'Who are your descendants whose love is obligatory [upon Muslims]?' He said, 'Ali, Fatimah, Hasan and Husayn.'" Jabir has transmitted that the Prophet has said, "God placed the children of all prophets in their 'backbone' but placed my children in the backbone of Ali."
Hadith-i haqq : Umm Salmah has said, "I heard from the Prophet of God who said, 'Ali is with the Truth (haqq) and the Quran, and the Truth and the Quran are also with Ali, and they will be inseparable until they come upon me at Kawthar.'"
Hadith-i manzilah : Sa'd ibn Waqqas has said, "The Prophet of God said to Ali, 'Are you not satisfied to be to me what Harun was to Moses except that after me there will not be another prophet?'"
Hadith-i da'wat-i 'ashirah : The Prophet invited his relatives for luncheon and after the meal told them, "I know of no one who has brought to his people better things than I have brought to you. God has commanded me to invite you to draw toward Him. Who is there who will assist me in this matter and be my brother and inheritor (wasi) and vicegerent (khalifah) among you?" All remained silent, but Ali, who was the youngest of all, exclaimed, "I shall be your deputy and aide." Then the Prophet put his arms around him and said, "He is my brother, inheritor and vicegerent. You must obey him." Then the group began to depart laughing and telling Abu Talib, "Muhammad has ordered you to obey your son."
Hudhayfah has said, "The Prophet of God said, 'If you make Ali my vicegerent and successor - which I do not think you will do - you will find him a perspicacious guide who will direct you toward the straight path!"
Ibn Marduyah has said that the Prophet said, "Whoever wishes that his life and death be like mine and that he enter paradise should after me love Ali and follow my household, for they are my descendants and have been created from my clay. My knowledge and understanding have been bestowed upon them. Therefore woe unto those who deny their virtues. My intercession [on the Day of Judgment] will never include them."
Affirmation of the Previous Section
Much of the argument of Shi'ism concerning the succession to the Prophet rests on the belief that during the last days of his illness the Prophet in the presence of some of his companions asked for some paper and ink so that something could be written which, if obeyed by the Muslims, would prevent them from going astray. Some of those present considered the Prophet to be too ill to be able to dictate anything and said, "The Book of God is sufficient for us." There was so much clamor raised over this matter that the Holy Prophet told those present to leave, for in the presence of a prophet there should not be any noise or clamor.
Considering what has been said above about hadiths concerning succession and the events that followed upon the death of the Prophet, especially the fact that Ali was not consulted in the question of selecting the Prophet's successor, Shi'ites conclude that the Holy Prophet had wanted to dictate his definitive views about the person who was to succeed him but was not able to do so.
The purpose of the utterances of some of those present seems to have been to cause confusion and prevent this final decision from being clearly announced. Their interruption of the Holy Prophet's discourse does not seem to be what it appears outwardly, that is concern with the possibility that the Prophet might utter incongruous words due to the intensity of his illness. For, first of all, throughout his illness the Holy Prophet was not heard to have uttered any meaningless or incongruous words and no such things has been transmitted concerning him. Moreover, according to the principles of Islam the Prophet is protected by God from uttering delirious or senseless words and is inerrant.
Secondly, if the words mentioned by some of those present on that occasion before the Prophet were meant to be of a serious nature there would have been no place for the next phrase, "The Book of God is sufficient for us." In order to prove that the Prophet might utter incongruous words under unusual circumstances the reason of his serious illness would have been used rather than the claim that with the Qur'an there was no need of the Prophet's words. For it could not be hidden from any Muslim that the very text of the Book of God considers the obedience to the Holy Prophet to be obligatory and his words to be in a sense like the Word of God. According to the text of the Holy Qur'an, Muslims must obey the injunctions of both God and the Prophet.
Thirdly, an incident involving illness occurred during the last days of the life of the first caliph, who in his last will and testament chose the second caliph as his successor. When Uthman was writing the will according to the order of the caliph, the caliph fainted. Yet the second caliph did not repeat the words that had been uttered in the case of the Prophet according to the hadith of "Pen and Paper." This fact has been confirmed in a hadith related by Ibn Abbas. And it has been accounted of the second caliph that he said, "Ali deserved the caliphate but the Quraysh would not have been able to bear his caliphate, for had he become caliph he would have forced the people to accept the pure truth and follow the right path. Under his caliphate they would not have been able to transgress the boundaries of justice and thus would have sought to engage in war with him."
Obviously according to religious principles one must force him who has deviated from the truth to follow the truth; one must not abandon the truth for the sake of one who has abandoned it. When the first caliph was informed that some of the Muslim tribes had refused to pay religious tax, he ordered war and said, "If they do not give me the tithes which they gave to the Prophet, I shall fight against them." Eventually by this saying he meant most of all that truth and justice must be revived at all costs. Surely the problem of the legitimate caliphate was more important and significant than tithes, and Shi'ism believes that the same principle applied by the first caliph to this matter should have been applied by the whole early community to the problem of succession to the Holy Prophet.
The Imamate and Its Role in the Exposition of the Divine Sciences
In the discussion of prophecy it was mentioned that, according to the immutable and necessary law of general guidance, each created species is guided through the path of genesis and generation toward the perfection and felicity of its own kind. The human species is not an exception to this general law. Man must be guided through the very "instinct" of seeking reality and through thought concerning his life in society in such a way that this well-being in this world and the next is guaranteed. In other words, to attain human happiness and perfection, man must accept a series of doctrines and practical duties and base his life upon them.
It has, moreover, already been said that the way to understand that total program for life called religion is not through reason but through revelation and prophecy, which manifests itself in certain pure beings among mankind who are called prophets. It is the prophets who receive from God, through revelation, the knowledge of men's duties and obligations as human beings and who make these known to men, so that by fulfilling them men may attain felicity.
It is evident that in the same way that this reasoning proves the necessity for knowledge to guide men to the attainment of happiness and perfection, it also proves the necessity for the existence of individuals who preserve intact the total body of that knowledge and who instruct the people when necessary. Just as the Divine Compassion necessitates the existence of persons who come to know the duties of mankind through revelation, so also it makes it necessary that these human duties and actions of celestial origin remain forever preserved in the world and as the need arises be presented and explained to mankind. In other words, there must always be individuals who preserve God's religion and expound it when necessary.
The person who bears the duty of guarding and preserving the Divine message after it is revealed and is chosen by God for this function is called the Imam, in the same way that the person who bears the prophetic spirit and has the function of receiving Divine injunctions and laws from God is called the Prophet. It is possible for the imamate and prophecy (nubuwwat) either to be joined in one person or to be separate.
The proof given previously to demonstrate the inerrancy of prophets, also demonstrates the inerrancy of the Imams, for God must preserve His true religion intact and in such a state that it can be propagated among mankind at all times. And this is not possible without inerrancy, without Divine protection against error.
The Difference between Prophet and Imam
The previous argument about the reception of Divine injunctions and laws by the prophets only proves the basis of prophecy, namely the receiving of Divine injunctions. The argument does not prove the persistence and continuity of prophecy, even though the very fact that these prophetic injunctions have been preserved naturally raises the idea of persistence and continuity. That is why it is not necessary for a prophet (nabi) always to be present among mankind, but the existence of the Imam, who is the guardian of Divine religion, is on the contrary a continuous necessity for human society. Human society can never be without the figure whom Shi'ism calls the Imam whether or not he is recognized and known. God, the Most Exalted, has said in His Book: "So if these disbelieve in it, We have already entrusted it to a people [i.e., the Imams] who do not disbelieve in it" (Qur'an, VI, 90).
As mentioned above, the functions of prophecy and imamate may be joined in one person who is then appointed to the functions of both prophet and Imam, or to both the reception of the Divine law and its preservation and explanation. And sometimes they can be separated, such as in periods during which there is no prophet living but when there is a true Imam living among men. It is obvious that the number of God's prophets is limited and the prophets have not been present in every period and age.
It is also of significance to not that in God's Book some of the prophets have been introduced as Imams such as the Prophet Abraham, about whom is said, "And (remember) when his Lord tried Abraham with (His) commands, and he fulfilled them, He said: Lo! I have appointed thee a leader [imam] for mankind. (Abraham) said: And of my offspring (will there be leaders)? He said: My covenant includeth not wrongdoers" (Qur'an, II, 124). And God has also said, "And We made them chiefs [imams] who guide by Our command..." (Qur'an, XXI, 73).
The Imamate and Its Role in the Esoteric Dimension of religion
In the same way that the Imam is the guide and leader of men in their external actions so does he possess the function of inward and esoteric leadership and guidance. He is the guide of the caravan of humanity which is moving inwardly and esoterically toward God. In order to elucidate this truth it is necessary to turn to the following two introductory comments. First of all, without any doubt, according to Islam as well as other Divine religions the sole means of attaining real and eternal happiness or misery, felicity or wretchedness, is by means of good or evil actions which man comes to recognize through the instruction of Divine religion as well as through his own primordial and God-given nature and intelligence. Second, through the means of revelation and prophecy God has praised or condemned man's actions according to the language of human beings and the society in which they live. He has promised those who do good and obey and accept the teachings of revelation a happy eternal life in which are fulfilled all desires that accord with human perfection. And to the evildoers and in iniquitous He has given warning of a bitter perpetual life in which is experienced every form of misery and disappointment.
Without any doubt God, who stands in every way above all that we can imagine, does not, as we do, possess "thought" moulded by a particular social structure. The relations of master and servant, ruler and ruled, command and prohibition, reward and punishment, do not exist outside our social life. The Divine Order is the system of creation itself, in which the existence and appearance of everything is related solely to its creation by God according toreal relations and to that alone. Furthermore, as has been mentioned in the Holy Qur'an and prophetic hadith, religion contains truths and verities above the common comprehension of man, which God has revealed to us in a language we can comprehend on the level of our understanding.
It can thus be concluded that there is a real relationship between good and evil actions and the kind of life that is prepared for man in eternity, a relation that determines the happiness or misery of the future life according to the Divine Will. Or in simpler words it can be said that each good or evil action brings into being a real effect within the soul of man which determines the character of his future life. Whether he understands it or not, man is like a child who is being trained. From the instructions of the teacher, the child hears nothing but do's and don'ts but does not understand the meaning of the actions he performs. Yet, when he grows up, as a result of virtuous mental and spiritual habits attained inwardly during the period of training, he is able to have a happy social life. If, however, he refuses to submit to the instructions of the teacher he will undergo nothing but misery and unhappiness. Or he is like a sick person who, when in the care of a physician, takes medicine, food and special exercises as directed by the physician and who has no other duty than to obey the instructions of his doctor. The result of this submission to his orders is the creation of harmony in his constitution which is the source of health as well as every form of physical enjoyment and pleasure. To summarize, we can say the within his outward life man possesses an inner life, a spiritual life, which is related to his deeds and actions and develops in relation to them, and that his happiness or misery in the hereafter is completely dependent upon this inner life.
The Holy Qur'an also confirms this explanation. In many verses it affirms the existence of another life and another spirit for the virtuous and the faithful, a life higher than this life and a spirit more illuminated than the spirit of man as we know it here and now. It asserts that man's acts have inner effects upon his soul that remain always with him. In prophetic sayings there are also many references to this point. For example, in the Hadith-i mi'raj (hadith of the nocturnal ascension) God addresses the Prophet in these words: "He who wishes to act according to My satisfaction must possess three qualities: he must exhibit thankfulness that is not mixed with ignorance, a remembrance upon which the dust of forgetfulness will not settle, and a love in which he does not prefer the love of creatures rather than My love. If he loves Me, I love him; I will open the eye of his heart with the sight of My majesty and will not hide from him the elites of My creatures. I will confide in him in the darkness of the night and the light of the day until conversation and intercourse with creatures terminates. I will make him hear My word and the word of My angels. I will reveal to him the secret which I have veiled from My creatures. I will dress him with the robe of modesty until the creatures feel ashamed before him. He will walk upon the earth having been forgiven. I will make his heart possess consciousness and vision and I will not hide from him anything inParadise or in the Fire. I will make known to him whatever people experience on the Day of Judgment in the way of terror and calamity."
Abu 'Abdallah - may peace be upon him - has recounted that the Prophet of God - may peace and blessings be upon him - received Harithah ibn Malik ibn al-Nu'man and asked him, "How art thou, Oh Harithah?" He said, "Oh Prophet of God, I live as a true believer." The Prophet of God said to him, "Each thing possesses its own truth. What is the truth of thy word?" He said, "Oh Prophet of God! My soul has turned away from the world. My nights are spent in a state of awareness and my days in a state of thirst. It seems as if I am gazing at the Throne of my Lord and the account has been settled, and as if I am gazing at the people of paradise who are visiting each other in heaven, and as if I hear the cry of the people of hell in the fire." Then the Prophet of God said, "This is a servant whose heart God has illuminated."
It must also be remembered that often one of us guides another in a good or evil matter without himself carrying out his own words. In the case of the prophets and Imams, however, whose guidance and leadership is through Divine Command, such a situation never occurs. They themselves practice the religion whose leadership they have undertaken. The spiritual life toward which they guide mankind is their own spiritual life, for God will not place the guidance of others in someone's hand unless He has guided him Himself. Special Divine guidance can never be violated or infringed upon.
The following conclusions can be reached from this discussion:
(1) In each religious community the prophets and Imams are the foremost in the perfection and realization of the spiritual and religious life they preach, for they must and do practice their own teachings and participate in the spiritual life they profess.
(2) Since they are first among men and the leaders and guides of the community, they are the most virtuous and perfect of men.
(3) The person upon whose shoulders lies the responsibility for the guidance of a community through Divine Command, in the same way that he is the guide of man's external life and acts, is also the guide for the spiritual life, and the inner dimension of human life and religious practice depends upon his guidance.
The Imams and Leaders of Islam
The previous discussions lead us to the conclusion that in Islam, after the death of the Holy Prophet, there has continuously existed and will continue to exist within the Islamic community (ummah), an Imam (a leader chosen by God). Numerous prophetic hadiths have been transmitted in Shi'ism concerning the description of the Imams, their number, the fact that they are all of the Quraysh and of the Household of the Prophet, and the fact that the promised Mahdi is among them and the last of them. Also, there are definitive words of the Prophet concerning the imamate of Ali and his being the first Imam and also definitive utterances of the Prophet and Ali concerning the imamate of the Second Imam. In the same way, Imams before have left definitive statements concerning the imamate of those who were to come after them. According to these utterances contained in Twelve-Imam Shi'ite sources the Imams are twelve in number and their holy names are as follows: (1) 'Ali ibn Abi Talib; (2) Hasan ibn 'Ali; (3) Husayn ibn 'Ali; (4) 'Ali ibn Husayn; (5) Muhammad ibn 'Ali; (6) Ja'far ibn Muhammad; (7) Musa ibn Ja'far; (8) 'Ali ibn Musa; (9) Muhammad ibn 'Ali; (10) 'Ali ibn Muhammad; (11) Hasan ibn 'Ali; and (12) the Mahdi.
